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General Exchange Act
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#	Item
141	Abtech Holdings, Inc.; Rule 14a-8 no-action letter Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-10 10:17:44 Finance Economics Business 73rd United States Congress United States Securities and Exchange Commission Proxy statement Securities Exchange Act Annual general meeting Insider trading Stock market SEC filings United States securities law
142	Patrice Gliniecki Direct: ([removed]Senior Vice President Fax: ([removed]and Deputy General Counsel September 30, 2004 Add to Reading List Source URL: www.finra.org Language: English - Date: 2015-04-09 11:47:51 Financial regulation Financial economics Financial system Stock market Securities Exchange Act Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Self-regulatory organization Securities Act United States securities law 73rd United States Congress United States Securities and Exchange Commission
143	Revised Tennessee Captive Insurance Act Part 1—General Provisions § 56–13–101. Short Title; Purpose § 56–13–102. Definitions § 56–13–103. License Limitations; Requirements to DO Business § 56–13–104 Add to Reading List Source URL: tn.gov Language: English - Date: 2015-02-02 09:10:22 Captive insurance Self insurance Reinsurance Liability insurance Reciprocal inter-insurance exchange Home insurance Mutual insurance Risk Retention Group Risk purchasing group Insurance Types of insurance Financial economics
144	SR-EDGX[removed]Exhibit 5 Page 26 of 37 EXHIBIT 5 Proposed new language is underlined; proposed deletions are in [brackets]. CHAPTER I. ADOPTION, INTERPRETATION AND APPLICATION OF RULES, AND Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-12 08:55:17 Finance Securities Exchange Act Securities Act General Securities Representative Exam Financial Industry Regulatory Authority Registered representative Regulation S-K Registered Investment Advisor United States securities law Financial regulation Financial economics
145	Bdo China Dahua CPA Co. and Ltd.; Deloitte Touche Tohmatsu Certified Public Accountants Ltd.; Ernst & Young Hua Ming LLP; KPMG Huazhen (Special General Partnership); PricewaterhouseCoopers Zhong Tian CPAs Limited Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-06 09:06:28 Corporate governance Finance United States corporate law United States securities law Economy of the United States Public Company Accounting Oversight Board Sarbanes–Oxley Act Audit U.S. Securities and Exchange Commission Business Accountancy Auditing
146	Complaint v. Richard J. Senior, Matthew Bell, Lynne Norman and Shaun P. Whiteley Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-01-30 13:18:35 Finance Occupations Fraud General ledger Inventory Accounts payable U.S. Securities and Exchange Commission Securities Exchange Act Pearlasia Gamboa Business United States securities law Accountancy
147	SECURITIES AND EXCHANGE COMMISSION Release No[removed]; File No. S7[removed]CONTRACT STANDARD FOR CONTRACTOR WORKFORCE INCLUSION AND REQUEST FOR PUBLIC COMMENT AGENCY: Securities and Exchange Commission. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-10 17:10:18 Government procurement in the United States United States administrative law Architecture Subcontractor General contractor Executive Order 11246 Dodd–Frank Wall Street Reform and Consumer Protection Act Office of Federal Contract Compliance Programs Construction Contract law Law
148	#..SEC-31 System name: Office of General Counsel (Adjudication) Working Files-SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Categories of individuals covered by the system: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:58:00 Law Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Freedom of Information Act Securities Fraud Deterrence and Investor Restitution Act Regulation S-K United States securities law Financial regulation Government
149	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 13, 2015 Admin. Proc. File No[removed]In the Matter of the Application of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-13 12:02:52 Finance Financial Industry Regulatory Authority Securities Exchange Act Broker-dealer Trade Reporting And Compliance Engine Self-regulatory organization Security Registered representative General Securities Representative Exam United States securities law Financial economics Financial system
150	SECURITIES AND EXCHANGE COMMISSION Release No[removed]; File No. S7[removed]CONTRACT STANDARD FOR CONTRACTOR WORKFORCE INCLUSION AND REQUEST FOR PUBLIC COMMENT AGENCY: Securities and Exchange Commission. Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-02-10 17:10:18 Government procurement in the United States United States administrative law Architecture Subcontractor General contractor Executive Order 11246 Dodd–Frank Wall Street Reform and Consumer Protection Act Office of Federal Contract Compliance Programs Construction Contract law Law

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